UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | Â (1) | 07/27/2016 | Common Stock | 29,167 | $ 1.08 | D | Â |
Employee Stock Option (Right to Buy) | Â (2)(3) | 07/30/2017 | Common Stock | 40,502 | $ 1.74 | D | Â |
Employee Stock Option (Right to Buy) | Â (2)(4) | 05/04/2021 | Common Stock | 67,000 | $ 5.04 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LANG BRENT D. C/O VOCERA COMMUNICATIONS, INC. 525 RACE STREET SAN JOSE, CA 95126 |
 |  |  President & COO |  |
/s/ Brent D. Lang by Jay Spitzen, Attorney-in-Fact | 03/27/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock option grant is fully vested. |
(2) | Immediately exercisable. |
(3) | 10,881 shares are unvested and shall fully vest upon the earlier of (i) a sale of the Issuer (whether by stock acquisition, reorganization, merger or consolidation, or sale or license of substantially all the Issuer's assets, resulting in at least $400 million net proceeds to the Issuer's stockholders) or (ii) the Issuer's initial public offering, if following such initial public offering, the Issuer's market capitalization equals or exceeds $400 million for ten consecutive business days. |
(4) | The stock option grant vested as to 1/48th of the total number of shares on June 5, 2011 and thereafter vested and shall vest as to 1/48th of the total number of shares in equal monthly installments. |
 Remarks: Exhibit List - Exhibit 24 - Power of Attorney |