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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 160 | (2) | 04/12/2010 | Common Stock | 17,500 | 17,500 | D | ||||||||
Employee Stock Option | $ 180.1252 | (2) | 06/13/2010 | Common Stock | 7,500 | 7,500 | D | ||||||||
Employee Stock Option | $ 74.32 | (2) | 04/18/2011 | Common Stock | 50,000 | 50,000 | D | ||||||||
Employee Stock Option | $ 50.36 | (2) | 11/07/2011 | Common Stock | 18,750 | 18,750 | D | ||||||||
Employee Stock Option | $ 50.36 | (2) | 11/07/2011 | Common Stock | 18,750 | 18,750 | D | ||||||||
Employee Stock Option | $ 36.56 | (2) | 03/19/2012 | Common Stock | 50 | 50 | D | ||||||||
Employee Stock Option | $ 25.8 | (2) | 05/02/2012 | Common Stock | 50,000 | 50,000 | D | ||||||||
Employee Stock Option | $ 14.8 | (2) | 07/25/2012 | Common Stock | 75,000 | 75,000 | D | ||||||||
Employee Stock Option | $ 15.4 | (2) | 07/23/2013 | Common Stock | 125,000 | 125,000 | D | ||||||||
Employee Stock Option | $ 15.6 | (2) | 04/30/2014 | Common Stock | 250,000 | 250,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 15.16 | (2) | 07/29/2014 | Common Stock | 200,000 | 200,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 15.4 | (2) | 07/28/2015 | Common Stock | 225,000 | 225,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 19.8 | (2) | 04/27/2016 | Common Stock | 500,000 | 500,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 20.4 | (2) | 07/31/2017 | Common Stock | 500,000 | 500,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCHWARTZ JONATHAN I 4150 NETWORK CIRCLE SANTA CLARA, CA 95054 |
X | President and CEO |
/s/ Craig D. Norris, Attorney-In-Fact | 08/01/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This includes 6,250 shares of unvested restricted stock and 457,200 shares of unvested restricted stock units. This also includes performance-based restricted stock units in which the award criteria was satisfied in April 2008. Upon satisfaction of the award criteria, 25% of the underlying shares vested immediately and 25% of the underlying shares shall thereafter vest on each anniversary of the satisfaction of the award criteria. The reporting person's Form 4 filed in connection with the initial vesting of this performance-based restricted stock unit award did not include the report of the unvested portion, which is now being reported. |
(2) | This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. |
(3) | This restricted stock unit vests and becomes exercisable as to 25% on the Transaction Date and 25% on each of the second, third and fourth anniversaries of the date of grant. |
(4) | This represents the surrender of shares to the issuer upon vesting of time-based restricted stock units to satisfy tax withholding obligations. |
(5) | This restricted stock unit vests and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant. |
Remarks: Exhibit List Exhibit 24 - Power of Attorney |