Following the transaction, NYSE Regulation will continue to perform market surveillance and related enforcement activities and listed company compliance for New York Stock Exchange LLC and NYSE Arca, Inc.

The transaction involved the transfer to FINRA of the assets and liabilities associated with the Transferred Operations (including related expenses and revenues and approximately 427 employees), the sublease to FINRA of office space at 14 Wall Street and 20 Broad Street, and the provision by NYSE Group of certain security and facilities services to the FINRA locations at 20 Broad Street and 14 Wall Street for a five-year period. In consideration of the transfer of the Transferred Operations and the provision of certain security and facilities services to FINRA, NYSE Group will receive cash consideration with a net present value of $103,000,000 (consisting of $35,300,000 paid at closing with respect to assets and liabilities associated with the Transferred Operations, and cash payable over a five-year period for certain security and facilities services with a net present value equal to $67,700,000). In addition, NYSE Group received a payment at closing of approximately $6,300,000 (equal to the net book value of the transferred assets at closing) and will receive additional payments totaling approximately $52,300,000 over a five-year period in consideration of the sublease of office space and certain other services.