1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Options (Right to Buy)
(1)
|
Â
(3)
|
05/01/2013(2)
|
Common Stock, par value $0.01 per share
|
3,000
|
$
3.5
|
D
|
Â
|
Employee Stock Options (Right to Buy)
(1)
|
Â
(3)
|
04/30/2014(2)
|
Common Stock, par value $0.01 per share
|
3,750
|
$
10.31
|
D
|
Â
|
Employee Stock Options (Right to Buy)
(1)
|
Â
(3)
|
05/02/2015(2)
|
Common Stock, par value $0.01 per share
|
4,500
|
$
14.32
|
D
|
Â
|
Stock Settled Appreciation Rights
(1)
|
Â
(3)
|
05/01/2016(2)
|
Common Stock, par value $0.01 per share
|
4,000
|
$
5.32
|
D
|
Â
|
Stock Settled Appreciation Rights1
(1)
|
Â
(3)
|
05/01/2017(2)
|
Common Stock, par value $0.01 per share
|
3,800
|
$
5.5
|
D
|
Â
|
Employee Stock Options (Right to Buy)
(1)
|
Â
(4)
|
03/01/2021(2)
|
Common Stock, par value $0.01 per share
|
20,000
|
$
1.73
|
D
|
Â
|
Employee Stock Options (Right to Buy)
(1)
|
Â
(5)
|
05/07/2022(2)
|
Common Stock, par value $0.01 per share
|
20,000
|
$
2.53
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. |
(2) |
All grants expire 10 years from date of grant. |
(3) |
All grants are fully vested as of the earliest reporting date. |
(4) |
12,000 stock options vest on 3/1/2014, 4,000 vest on 3/1/2015 and 4,000 vest on 3/1/2016. |
(5) |
12,000 stock options vest on 5/7/2015, 4,000 vest on 5/7/2016 and 4,000 vest on 5/7/2017. |