UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | 09/10/2011 | 09/10/2017 | Common Stock | 9,000 | $ 7.76 | D (1) | Â |
Employee Stock Option (right to buy) | 05/19/2011 | 05/19/2018 | Common Stock | 14,000 | $ 8.38 | D (2) | Â |
Employee Stock Option (right to buy) | 07/17/2011 | 07/17/2019 | Common Stock | 10,000 | $ 1.14 | D (3) | Â |
Employee Stock Option (right to buy) | 07/27/2011 | 07/27/2019 | Common Stock | 20,000 | $ 1.25 | D (4) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gomez Alfredo 10420 RESEARCH ROAD SE ALBUQUERQUE, NM 87123 |
 |  |  Gen. Cnsl and Corp Sec. |  |
/s/ Alfredo Gomez | 01/28/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the 9,000 outstanding options, 5,400 options are fully vested and exercisable, and the remaining 3,600 options are scheduled to vest in two equal annual installments on 9/10/2011 and 9/10/2012. |
(2) | Of the 14,000 outstanding options, 7,000 options are fully vested and exercisable, and the remaining 7,000 options are scheduled to vest in two equal annual installments on 05/19/2011 and 5/19/2012. |
(3) | Of the 10,000 outstanding options, 2,500 options are fully vested and exercisable, and the remaining 7,500 options are scheduled to vest in three equal annual installments 07/17/2011, 07/17/2012 and 07/17/2013. |
(4) | Of the 20,000 outstanding options, 5,000 options are fully vested and exercisable, and the remaining 15,000 options are scheduled to vest in three equal annual installments on 07/27/2011, 07/27/2012 and 07/27/2013. |
 Remarks: Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.  * If the form is filed by more than one reporting person, see Instruction 5(b)(v).  ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).  Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.  Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |