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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brookfield Holdings Canada Inc. 181 BAY STREET, SUITE 300 TORONTO, A6 M5J2T3 |
X | X | Director by deputization *** | |
Brookfield US Holdings Inc. BROOKFIELD PLACE 250 VESEY STREET NEW YORK, NY 10281-1023 |
X | X | Director by deputization | |
Brookfield US Corp BROOKFIELD PLACE 250 VESEY STREET NEW YORK, NY 10281-1023 |
X | X | Director by deputization | |
Brookfield Property Group LLC BROOKFIELD PLACE 250 VESEY STREET NEW YORK, NY 10281-1023 |
X | X | Director by deputization | |
BUSC Finance LLC BROOKFIELD PLACE 250 VESEY STREET NEW YORK, NY 10281-1023 |
X | X | Director by deputization | |
Brookfield Asset Management Private Institutional Capital Adviser US, LLC BROOKFIELD PLACE 250 VESEY STREET NEW YORK, NY 10281-1023 |
X | X | Director by deputization |
BROOKFIELD HOLDINGS CANADA INC., /s/ A.J. Silber, Vice President | 10/31/2017 | |
**Signature of Reporting Person | Date | |
BROOKFIELD US HOLDINGS INC., /s/ A.J. Silber, Vice President | 10/31/2017 | |
**Signature of Reporting Person | Date | |
BROOKFIELD US CORPORATION, /s/ Josh Zinn, Vice President | 10/31/2017 | |
**Signature of Reporting Person | Date | |
BROOKFIELD PROPERTY GROUP LLC, /s/ Murray Goldfarb, Managing Partner | 10/31/2017 | |
**Signature of Reporting Person | Date | |
BUSC FINANCE LLC, /s/ Josh Zinn, Vice President | 10/31/2017 | |
**Signature of Reporting Person | Date | |
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER US, LLC, /s/ Murray Goldfarb, Managing Partner | 10/31/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Exhibit 99.1; Note 1. |
(2) | See Exhibit 99.1; Note 2. |
(3) | See Exhibit 99.1; Note 3. |
(4) | See Exhibit 99.1; Note 4. |
(5) | See Exhibit 99.1; Note 5. |
(6) | See Exhibit 99.1; Note 6. |
(7) | See Exhibit 99.1; Note 7. |
(8) | See Exhibit 99.1; Note 8. |
(9) | See Exhibit 99.1; Note 9. |
(10) | See Exhibit 99.1; Note 10. |
Remarks: *** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934. |