Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(AMENDMENT 1)
(Mark one)
x
ANNUAL REPORT PURSUANT TO SECTION 13 or 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the fiscal year ended January 31, 2011
OR
o
TRANSITION REPORT PURSUANT TO SECTION 13 or 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
  For the transition period from _____________ to ______________

Commission File Number: 0 – 15535
 LAKELAND INDUSTRIES, INC.
(Exact Name of Registrant as Specified in its Charter)
 
Delaware
13-3115216
(State or Other Jurisdiction of Incorporation or Organization)
(I.R.S. Employer Identification No.)
701 Koehler Ave., Suite 7, Ronkonkoma, NY
11779
(Address of Principal Executive Offices)
(Zip Code)

(Registrant's telephone number, including area code) (631) 981-9700
Securities registered pursuant to Section 12 (b) of the Act:
Common Stock $0.01 Par Value
(Title of Class)
Name of Exchange on which registered - NASDAQ
Securities registered pursuant to Section 12(g) of the Act:
Not Applicable
 
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yeso    No x

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act. Yes o   No  x

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.  Yes x  No o

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§ 229.405) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. Yesx    Noo

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a nonaccelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12-b-2 of the Exchange Act. (Check one):
 Large accelerated filer o
Accelerated filer o
 
Nonaccelerated filer   o
(Do not check if a smaller reporting company)
Smaller reporting companyý
 
 
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12-b-2 of the Act)
Yeso   No x

As of July 31, 2011, the aggregate market value of the registrant’s common stock held by nonaffiliates of the registrant was $38,911,451 based on the closing price of the common stock as reported on the National Association of Securities Dealers Automated Quotation System National Market System.

Indicate the number of shares outstanding of each of the issuer’s classes of common stock as of the latest practicable date.

Class
 
Outstanding at April 5, 2011
     
Common Stock, $0.01 par value per share
 
5,217,577
 
DOCUMENTS INCORPORATED BY REFERENCE
 
Document
 
Parts Into Which Incorporated
Annual Report to Stockholders for the Fiscal Year Ended January 31, 2011 (Annual Report)
 
Parts [I, II and IV]

Portions of the proxy statement for the annual meeting of stockholders to be held on June 15, 2011 are incorporated by reference into Part III.
 
 
 

 
 
LAKELAND INDUSTRIES, INC.

AMENDMENT NO. 1 TO FORM 10-K
For the Fiscal Year Ended January 31, 2011

EXPLANATORY NOTE

This Amendment No. 1 to the Annual Report on Form 10-K/A (“Amendment No. 1”) is being filed to amend the Company’s Annual Report on Form 10-K for the fiscal year ended January 31, 2011, previously filed on April 7, 2011 (the “Original Filing”).

Amendment No. 1 is being filed solely for the purpose of including Exhibit 23.1 “Consent of Warren, Averett, Kimbrough & Marino, LLP” which was inadvertently omitted from Part IV, Item 15 of the Original Filing. No other changes have been made to the Original Filing and this amendment does not reflect events that have occurred subsequent to the Original Filing date.

ITEM 15.              EXHIBITS, FINANCIAL STATEMENT SCHEDULES

Exhibit
 
Number
Description
   
23.1
Consent of Warren, Averett, Kimbrough & Marino, LLP
31.1
Certification of Christopher J. Ryan, Chief Executive Officer, President and Secretary, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2
Certification of Gary Pokrassa, Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1
Certification of Christopher J. Ryan, Chief Executive Officer, President and Secretary, pursuant to Section 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2
Certification of Gary Pokrassa, Chief Financial Officer, pursuant to Section 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
 
 

 

SIGNATURES
 
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
LAKELAND INDUSTRIES, INC.
 
       
Date:   December 7, 2011 
By:
/s/ Christopher J. Ryan  
   
Name:  Christopher J. Ryan
 
   
Title:    President and Chief Executive Officer
 


 
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated:
 

Name
 
Title
 
Date
         
/s/ Stephen M. Bachelder
 
Chairman of the Board
 
December 7, 2011
Stephen M. Bachelder
       
         
         
/s/ Christopher J. Ryan
 
Chief Executive Officer, President,
 
December 7, 2011
Christopher J. Ryan
 
Secretary and Director
   
         
         
/s/ Gary Pokrassa
 
Chief Financial Officer
 
December 7, 2011
Gary Pokrassa
       
         
         
/s/ Eric O. Hallman
 
Director
 
December 7, 2011
Eric O. Hallman
       
         
         
/s/ John J. Collins, Jr.
 
Director
 
December 7, 2011
John J. Collins, Jr.
       
         
         
/s/ John Kreft
 
Director
 
December 7, 2011
John Kreft
       
         
         
/s/ Duane W. Albro
 
Director
 
December 7, 2011
Duane W. Albro
       
         
         
/s/ Thomas McAteer
 
Director
 
December 7, 2011
Thomas McAteer