1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(1)
|
12/31/2014 |
Common Stock
|
22,591
(1)
|
$
1.05
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(2)
|
04/04/2017 |
Common Stock
|
14,347
|
$
3.14
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
10/30/2017 |
Common Stock
|
75,000
|
$
5.77
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
03/05/2019 |
Common Stock
|
50,000
|
$
1.79
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
02/09/2020 |
Common Stock
|
100,000
|
$
6.05
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The Reporting Person was granted an option for 36,591 shares of Common Stock of the Issuer on February 10, 2005. As of July
30, 2010, the Option is fully vested and exercisable. On March 8, 2010, the Reporting Person exercised and sold 14,000
shares. The sale was effected under a sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as
amended. |
(2) |
The Reporting Person was granted an option for 14,347 shares of Common Stock of the Issuer on April 4, 2007. As of July 30,
2010, the Option is fully vested and exercisable. |
(3) |
The Reporting Person was granted an option for 75,000 shares of Common Stock of the Issuer on October 30, 2007. As of July
30, 2010, 37,500 shares are vested and exercisable. 18,750 shares vested and became exercisable on October 30, 2010 and the
remaining 18,750 shall vest and become exercisable on October 30, 2011. |
(4) |
The Reporting Person was granted an option for 50,000 shares of Common Stock of the Issuer on March 5, 2009. As of July 30,
2010, 12,500 shares are vested and exercisable. The remaining 37,500 shares shall vest in three equal installments on March
5, 2011, March 5, 2012 and March 5, 2013. |
(5) |
The Reporting Person was granted an option for 100,000 shares of Common Stock of the Issuer on February 9, 2010. The option
shall vest in four equal installments on February 9, 2011, February 9, 2012, February 9, 2013 and February 9, 2014. |