1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
5,292,779
|
$
0
(1)
|
I
|
Omega Overseas Partners
(2)
|
Class B Common Stock
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
2,410,697
|
$
0
(1)
|
I
|
Managed Accounts
(3)
|
Class B Common Stock
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
4,027,540
|
$
0
(1)
|
I
|
Omega Capital Partners
(4)
|
Class B Common Stock
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
1,876,042
|
$
0
(1)
|
I
|
Omega Equity Investors
(5)
|
Class B Common Stock
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
1,809,605
|
$
0
(1)
|
I
|
Omega Capital Investors
(6)
|
Class B Common Stock
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
395,455
|
$
0
(1)
|
I
|
Spouse
(7)
|
Class B Common Stock
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
2,768,190
|
$
0
(1)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") are convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. |
(2) |
The securities are held in the account of Omega Overseas Partners, Ltd, a private investment entity over which the reporting person has investment discretion.
The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
(3) |
The securities are held in Managed Accounts over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
(4) |
The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
(5) |
The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
(6) |
The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
(7) |
The securities are held in the account of Toby Cooperman over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |