Delaware
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04-2985631
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(State of incorporation or organization)
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(IRS Employer Identification No.)
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155 Northboro Road
Southborough, Massachusetts
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01772
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(Address of principal executive offices)
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(Zip Code)
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Title of Each Class to be so Registered
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Name of Each Exchange on Which Each
Class is to be so Registered
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Rights to purchase Series A Convertible Preferred Stock, par value $0.10 per share
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The NASDAQ Capital Market
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Item 1. | Description of Securities to be Registered. |
Item 2. | Exhibits. |
Exhibit
No.
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Description of Exhibit
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1.
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Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.2 to the Current Report on Form 8-K filed on June 7, 2011).
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2. | Amended and Restated Certificate of Designations of Series A Convertible Preferred Stock (incorporated by reference to Exhibit 3.2 to the Registrant's Registration Statement on Form S-1 (File No. 333-197075) filed on July 29, 2014). | |
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3.
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Amended and Restated By-Laws of the Registrant (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed on December 11, 2013).
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4.
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Form of Transferable Subscription Rights Certificate (incorporated by reference to Exhibit 4.1 to the Registrant’s Registration Statement on Form S-1 (File No. 333-197075) filed on July 29, 2014).
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5.
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Form of certificate representing shares of Series A Convertible Preferred Stock (incorporated by reference to Exhibit 4.2 to the Registrant’s Registration Statement on Form S-1 (File No. 333-197075) filed on July 29, 2014).
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SEVCON, INC.
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(Registrant)
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Date: July 29, 2014
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By:
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/s/ Paul N. Farquhar
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Name:
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Paul N. Farquhar
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Title:
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Vice President and Chief Financial Officer
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