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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 10.5378 | 01/31/2014 | M | 2,659 | 03/19/2011(3) | 03/18/2014 | Common Stock | 2,659 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 14.48 | 01/31/2014 | M | 3,600 | 04/26/2012(4) | 04/25/2015 | Common Stock | 3,600 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 18.75 | 01/31/2014 | M | 2,050 | 05/18/2013(5) | 05/17/2016 | Common Stock | 2,050 | $ 0 | 1,700 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Updike James E. Jr. 20002 NORTH 19TH AVENUE PHOENIX, AZ 85027 |
Exec VP Sales and Marketing |
/s/ James E. Updike, Jr. | 02/04/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposition to issuer approved by Compensation Committee Resolution on March 31, 2013. |
(2) | Disposition to issuer approved by Compensation Committee. |
(3) | This option vested in 20% increments over a five year period with the final 20% vesting on March 19, 2011. |
(4) | This option vested in equal increments of 1,200 shares annually, with the final vesting occurring on April 26, 2012. |
(5) | This option vested in equal increments of 750 shares annually, with the final vesting occurring on May 18, 2013. |
(6) | This transaction was executed in multiple trades at prices ranging from $21.52 to $21.525 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Knight Transportation, Inc. or a shareholder of Knight Transportation, Inc. full information regarding the number of shares and prices at which the transaction was effected. |