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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 08/15/2018 | M | 29,678 | (3) | (3) | Common Stock | 29,678 | $ 0 | 75,319 | D | ||||
Restricted Stock Units | (1) | 08/15/2018 | M | 59,357 | (4) | (4) | Common Stock | 59,357 | $ 0 | 15,962 | D | ||||
Restricted Stock Units | (1) | 08/15/2018 | M | 15,962 | (5) | (5) | Common Stock | 15,962 | $ 0 | 0 | D | ||||
Restricted Stock Units | (1) | 08/15/2018 | A | 15,962 | (6) | (6) | Common Stock | 15,962 | $ 0 | 15,962 | D | ||||
Restricted Stock Units | (1) | 08/15/2018 | M | 15,962 | (6) | (6) | Common Stock | 15,962 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Krenek Alan 801 CHERRY STREET SUITE 2100 FORT WORTH, TX 76102 |
SVP, CFO, Secretary, Treasurer |
/s/ T.M."Roe" Patterson, Attorney-in-Fact | 08/20/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock units convert into common stock on a one-for-one basis. |
(2) | In connection with the vesting of restricted stock units, the Issuer withheld vested shares of common stock and agreed to satisfy the Reporting Person's tax withholding obligations in lieu of cash. The number of vested shares withheld was based on the closing price of the Issuer's common stock on August 15, 2018. Such shares were acquired as treasury stock by the Issuer. |
(3) | On December 23, 2016, the Reporting Person was granted 89,036 restricted stock units, which vest in three equal annual installments beginning on December 23, 2016. In connection with the Reporting Person's retirement effective August 15, 2018, all unvested restricted stock units vested in full. |
(4) | On February 22, 2017, the Reporting Person was granted 89,036 restricted stock units, which vest in three equal annual installments beginning on February 8, 2018. In connection with the Reporting Person's retirement effective August 15, 2018, all unvested restricted stock units vested in full. |
(5) | On February 8, 2018, the Reporting Person was granted 15,962 restricted stock units, which vest in three equal annual installments beginning on February 8, 2019. In connection with the Reporting Person's retirement effective August 15, 2018, all unvested restricted stock units vested in full. |
(6) | Represents earning of performance-based restricted stock units that were initially granted on February 8,2018. In connection with the Reporting Person's retirement effective August 15, 2018, all such performance-based restricted stock units were earned at 100% and vested in full. |
Remarks: Exhibit List: Exhibit 24.1 Power of Attorney |