UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 1, 2015
Dover Downs Gaming & Entertainment, Inc.
(Exact name of registrant as specified in its charter)
Commission File Number 1-16791
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Delaware |
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51-0414140 |
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(State or other jurisdiction of incorporation) |
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(IRS Employer Identification No.) |
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1131 N. DuPont Highway |
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Dover, Delaware |
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19901 |
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(Address of principal executive offices) |
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(Zip Code) |
Registrant’s telephone number, including area code (302) 674-4600
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On October 1, 2015, the New York Stock Exchange notified us that we had satisfied the NYSE’s share price continued listing standard by virtue of the fact that as of September 30, 2015, both the closing share price of our common stock and its average closing share price over the preceding 30 consecutive trading days were in compliance with the $1.00 minimum threshold required by the NYSE. As previously disclosed, we received written notice from the NYSE on July 22, 2015 that we were not in compliance with this $1.00 minimum threshold and were afforded six months, or until January 22, 2016, to cure the non-compliance. As we have cured the non-compliance prior to the cure deadline imposed by the NYSE, our common stock will continue to be traded on the NYSE, subject to our continued compliance with all other applicable NYSE requirements.
On October 1, 2015, we issued a press release announcing the above development. A copy of the press release is included as an exhibit to this report.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
99.1 Press Release dated October 1, 2015, issued by Dover Downs Gaming & Entertainment, Inc.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Dover Downs Gaming & Entertainment, Inc. |
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/s/ Denis McGlynn |
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Denis McGlynn |
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President and Chief Executive Officer |
Dated: October 1, 2015