UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EnLink Midstream, LLC 2501 CEDAR SPRINGS RD. DALLAS, TX 75201 |
 X |  X |  |  |
Barry E. Davis, President and Chief Executive Officer | 03/17/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These Common Units are owned directly by Crosstex Energy, Inc. ("Crosstex"). Crosstex is a wholly-owned subsidiary of EnLink Midstream, LLC ("EnLink Midstream"). |
 Remarks: Crosstex has the right to appoint all of the directors of EnLink Midstream GP, LLC, the general partner of the Issuer.  Due to the relationship described in Footnote 1, EnLink Midstream may be deemed a director by deputization.  Additionally, EnLink Midstream is part of a group that includes Crosstex, EnLink Midstream Manager, LLC, Devon Energy Corporation ("Devon") and certain of Devon's wholly-owned subsidiaries that collectively is a 10% owner of the Issuer.  EnLink Midstream disclaims beneficial ownership of any securities other than those reported above. |