As filed with the Securities and Exchange Commission on January 13, 2014.

 

Registration No. 333-     

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form S-8

 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

INCYTE CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware

 

94-3136539

(State or other jurisdiction of

 

(I.R.S. Employer

incorporation or organization)

 

Identification No.)

 

 

 

Experimental Station, Route 141 &
Henry Clay Road,

Building E336

Wilmington, Delaware

 

19880

(Address of Principal Executive Offices)

 

(Zip Code)

 

RESTRICTED STOCK UNIT AWARD AGREEMENT

BETWEEN INCYTE CORPORATION AND HERVÉ HOPPENOT

(Full title of the plan)

 

HERVÉ HOPPENOT

 

Copy to:

President and Chief Executive Officer

 

STANTON D. WONG

Incyte Corporation

 

Pillsbury Winthrop Shaw Pittman LLP

Experimental Station, Route 141 & Henry
Clay Road, Building E336

Wilmington, Delaware

 

Four Embarcadero Center, 22nd Floor

San Francisco, California 94111

(415) 983-1000

(302) 498-6700

 

 

(Name, address and telephone number,

including area code, of agent for service)

 

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer x

 

Accelerated filer o

 

 

 

Non-accelerated filer o

(Do not check if a smaller reporting company)

 

Smaller reporting company o

 

CALCULATION OF REGISTRATION FEE

 

Title of

 

Amount

 

Proposed Maximum

 

Proposed

 

Amount of

 

Securities To

 

To Be

 

Offering Price

 

Maximum Aggregate

 

Registration

 

Be Registered

 

Registered1

 

per Share2

 

Offering Price2

 

Fee

 

 

 

 

 

 

 

 

 

 

 

Common Stock, $.001 par value per share

 

400,000 shares

 

$

52.87

 

$

21,148,000

 

$

2,723.87

 

1                                         Calculated pursuant to General Instruction E to Form S-8.

2                                         Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(h)(1), based upon the average of the high and low sales prices of the Registrant’s Common Stock on The NASDAQ Stock Market on January 7, 2014.

 

 

 



 

Part I

 

Information Required in the Section 10(a) Prospectus

 

This registration statement on Form S-8 registers 400,000 shares of common stock, $.001 par value per share available for issuance pursuant to that certain Restricted Stock Unit Award Agreement, dated January 13, 2014, between Incyte Corporation and Hervé Hoppenot.  Information required by Part I to be contained in the Section 10(a) prospectus is omitted from this Registration Statement in accordance with Rule 428 under the Securities Act of 1933 (the “Securities Act”) and the Note to Part I of Form S-8. The document(s) containing the information specified in Part I of Form S-8 will be sent or given to Mr. Hoppenot as specified by Securities Act Rule 428.

 

Part II

 

Information Required in the Registration Statement

 

Item 3.         Incorporation of Documents by Reference.

 

The following documents previously filed by Registrant with the Securities and Exchange Commission are hereby incorporated by reference in this Registration Statement:

 

(1)                                 Registrant’s Annual Report on Form 10-K for the year ended December 31, 2012;

 

(2)                                 Registrant’s Quarterly Report on Form 10-Q for the quarters ended March 31, 2013, June 30, 2013, and September 30, 2013;

 

(3)                                 Registrant’s Current Reports on Form 8-K filed on March 18, 2013, March 22, 2013, April 18, 2013, May 28, 2013, June 5, 2013, September 17, 2013, November 6, 2013, November 8, 2013 and November 14, 2013; and

 

(4)                                 The description of the Common Stock contained in Registrant’s Registration Statement on Form 8-A filed January 5, 1996.

 

In addition, all documents subsequently filed by Registrant pursuant to Section 13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934, prior to the filing of a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of filing of such documents.  The Registrant is not, however, incorporating, in each case, any documents or information that the Registrant is deemed to furnish and not file in accordance with Securities and Exchange Commission rules.

 

Item 4.    Description of Securities.

 

Not applicable.

 

Item 5.    Interests of Named Experts and Counsel.

 

Not applicable.

 

Item 6.    Indemnification of Directors and Officers.

 

Section 145 of the Delaware General Corporation Law provides for the indemnification of officers, directors and other corporate agents in terms sufficiently broad to indemnify such persons under certain circumstances for liabilities (including reimbursement for expenses incurred) arising under the Securities Act.  Article VII of the Registrant’s Restated Certificate of Incorporation, Exhibit 3(i) to the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2009, and Article V of the Registrant’s Bylaws, Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed September 18, 2008, provide for indemnification of the Registrant’s directors, officers, employees and other agents to the extent and under the circumstances permitted by the Delaware General Corporation Law.  The Registrant has also entered into agreements with its directors and officers that will require the Registrant among other things, to indemnify them against certain liabilities that may arise by reason of their status or service as directors or officers to the fullest extent not prohibited by law.

 

1



 

Item 7.    Exemption from Registration Claimed.

 

Not applicable.

 

Item 8.         Exhibits

 

Exhibit

 

 

Number

 

Exhibit

 

 

 

 

5.1

 

 

Opinion of Pillsbury Winthrop Shaw Pittman LLP.

 

 

 

 

23.1

 

 

Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.

 

 

 

 

23.2

 

 

Consent of Pillsbury Winthrop Shaw Pittman LLP (included in Exhibit 5.1).

 

Item 9.    Undertakings.

 

(a) The undersigned registrant hereby undertakes:

 

(1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement:

 

(i) To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933;

 

(ii) To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the SEC pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20 percent change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement;

 

(iii) To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement;

 

provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the registration statement is on Form S-8 and the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed with or furnished to the SEC by the registrant pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 that are incorporated by reference in the registration statement.

 

(2) That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

 

(3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.

 

2



 

(b) The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

 

(c) Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8, and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmington, State of Delaware, on January 13, 2014.

 

 

INCYTE CORPORATION

 

 

 

 

 

By

/s/ Hervé Hoppenot

 

 

Hervé Hoppenot

 

 

President and Chief Executive Officer

 

 

(Principal Executive Officer)

 

POWER OF ATTORNEY

 

KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Hervé Hoppenot, David C. Hastings, and Eric H. Siegel, and each of them, his or her true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments, including post-effective amendments, to this Registration Statement, and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or his or her substitute or substitutes, may do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the date indicated:

 

Signature

 

Title

 

Date

 

 

 

 

 

/s/ Hervé Hoppenot

 

President and Chief Executive Officer

 

January 13, 2014

Hervé Hoppenot

 

(Principal Executive Officer) and Director

 

 

 

 

 

 

 

/s/ David C. Hastings

 

Executive Vice President and Chief Financial

 

January 13, 2014

David C. Hastings

 

Officer (Principal Financial Officer)

 

 

 

 

 

 

 

/s/Laurent Chardonnet

 

Vice President, Finance and Treasurer

 

January 13, 2014

Laurent Chardonnet

 

(Principal Accounting Officer)

 

 

 

4



 

/s/ Richard U. De Schutter

 

Chairman

 

January 13, 2014

Richard U. De Schutter

 

 

 

 

 

 

 

 

 

/s/ Barry M. Ariko

 

Director

 

January 13, 2014

Barry M. Ariko

 

 

 

 

 

 

 

 

 

/s/ Julian C. Baker

 

Director

 

January 13, 2014

Julian C. Baker

 

 

 

 

 

 

 

 

 

/s/ Paul A. Brooke

 

Director

 

January 13, 2014

Paul A. Brooke

 

 

 

 

 

 

 

 

 

/s/ Wendy L. Dixon

 

Director

 

January 13, 2014

Wendy L. Dixon

 

 

 

 

 

 

 

 

 

/s/ Paul A. Friedman

 

Director

 

January 13, 2014

Paul A. Friedman

 

 

 

 

 

5



 

EXHIBIT INDEX

 

Exhibit

 

 

Number

 

Description of Exhibit

 

 

 

 

5.1

 

 

Opinion of Pillsbury Winthrop Shaw Pittman LLP.

 

 

 

 

23.1

 

 

Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.

 

 

 

 

23.2

 

 

Consent of Pillsbury Winthrop Shaw Pittman LLP (included in Exhibit 5.1).

 

6