UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Convertible Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 1,924,217 | $ 0 | I | See Footnote (4) |
Series A Convertible Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 44,493 | $ 0 | I | See Footnote (5) |
Series B Convertible Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 3,665,204 | $ 0 | I | See Footnote (4) |
Series B Convertible Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 84,748 | $ 0 | I | See Footnote (5) |
Series C Convertible Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 998,668 | $ 0 | I | See Footnote (4) |
Series C Convertible Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 23,092 | $ 0 | I | See Footnote (5) |
Series D Convertible Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 495,655 | $ 0 | I | See Footnote (4) |
Series D Convertible Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 11,461 | $ 0 | I | See Footnote (5) |
Series E Convertible Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 339,647 | $ 0 | I | See Footnote (4) |
Series E Convertible Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 7,854 | $ 0 | I | See Footnote (5) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Redpoint Ventures II, L.P. 3000 SAND HILL ROAD BUILDING TWO, SUITE 290 MENLO PARK, CA 94025 |
 |  X |  |  |
Redpoint Associates II, LLC 3000 SAND HILL ROAD BUILDING TWO, SUITE 290 MENLO PARK, CA 94025 |
 |  X |  |  |
Redpoint Ventures II, LLC 3000 SAND HILL ROAD BUILDING TWO, SUITE 290 MENLO PARK, CA 94025 |
 |  X |  |  |
REDPOINT VENTURES II, L.P. By: Redpoint Ventures II, LLC Its: General Partner By: /s/ John L. Walecka, Managing Director | 11/17/2011 | |
**Signature of Reporting Person | Date | |
REDPOINT ASSOCIATES II, LLC By: /s/ John L. Walecka, Manager | 11/17/2011 | |
**Signature of Reporting Person | Date | |
REDPOINT VENTURES II, LLC By: /s/ John L. Walecka, Managing Director | 11/17/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of Series A, Series B, Series C, Series D and Series E Convertible Preferred Stock will automatically convert on a 1-for-2 basis into common stock upon the consummation of the Issuer's initial public offering. |
(2) | The securities are immediately convertible. |
(3) | The expiration date is not relevant to the conversion of these securities. |
(4) | The shares are owned by Redpoint Ventures II, L.P. ("RV II"). Redpoint Ventures II, LLC ("RV II LLC") serves as the sole General Partner of RV II. As such, RV II LLC has voting and investment control over the shares owned by RV II, and may be deemed to beneficially own the shares held by RV II. RV II LLC owns no securities of the Issuer directly. RV II LLC disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein. |
(5) | The shares are owned by Redpoint Associates II, LLC, which is under common control with RV II LLC. |