UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
October 3, 2001
ASSISTED LIVING CONCEPTS, INC.
(exact name of registrant as specified in its charter)
NEVADA | 1-13498 | 93-1148702 | ||
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(State or other jurisdiction of incorporation or organization) |
Commission File Number | (I.R.S. Employer Identification Number) |
11835 NE Glenn Widing Drive, Bldg E, Portland, OR 97220-9057
(503) 252-6233
Not Applicable
ITEM 5. OTHER EVENTS | ||||||||
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS | ||||||||
SIGNATURES | ||||||||
EXHIBIT INDEX | ||||||||
EXHIBIT 99.1 |
ITEM 5. OTHER EVENTS
Assisted Living Concepts, Inc. (the Company) announced on October 9, 2001 that it had received a notice from the American Stock Exchange (AMEX) on October 3, 2001 indicating that AMEX intends to file an application with the Securities and Exchange Commission to strike the Companys common stock and its two series of convertible subordinated debentures from listing and registration on AMEX. AMEX indicated that the Company has fallen below the AMEX listing guidelines as a result of the net losses sustained by the Company in its five most recent fiscal years and the continued low trading price of the Companys common stock. A trading halt of the Companys securities was instituted by AMEX on October 1, 2001 in connection with the Companys announcement on that day that it had filed a voluntary petition under Chapter 11 of the U.S. Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware. The Company does not intend to appeal the delisting of its securities.
A copy of the Companys press release dated October 9, 2001 is attached as an exhibit to this Report and is incorporated by reference herein.
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ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS
(a) and (b) | None. | |
(c) | The following document is furnished as an Exhibit to this Current Report on Form 8-K pursuant to Item 601 of Regulation S-K: | |
99.1 Press Release of Assisted Living Concepts, Inc., dated October 9, 2001. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ASSISTED LIVING CONCEPTS, INC. | ||
By: | /s/ Sandra Campbell | |
Name: Sandra Campbell | ||
Title: Secretary |
Date: October 9, 2001
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EXHIBIT INDEX
EXHIBIT NO. | DOCUMENT DESCRIPTION | |
99.1 | Press Release of Assisted Living Concepts, Inc., dated October 9, 2001. |