Delaware | 000-27999 | 94-3038428 | ||
(State or other jurisdiction of incorporation) | (Commission File No.) | (I.R.S. Employer Identification No.) |
Exhibit No. | Description | |
1.01 | Conflict Minerals Report of Finisar Corporation | |
1.02 | List of Smelters |
• | Transmitters which use a laser plus direct or indirect modulation to convert electrical signals into optical signals for transmission over fiber optics; |
• | Receivers which incorporate photodetectors and convert incoming optical signals into electrical signals; |
• | Transceivers which combine both transmitter and receiver functions in a single device; |
• | Transponders which include a data serializer-deserializer function that would otherwise reside in the customer’s equipment if a transceiver were used; and |
• | Active Optical Cables that combine two transceivers and a fiber optic cable that are built into an integrated cable assembly. |
• | 144 of our suppliers confirmed the use of gold, tin, tantalum, or tungsten in the products supplied to Finisar; |
• | 51 of our suppliers reported that the products supplied to Finisar do not include any gold, tin, tantalum, or tungsten; |
• | 9 of our suppliers provided no data as to whether the products supplied to Finisar include gold, tin, tantalum, or tungsten |
Table 1: Percentage of Supplier Reporting 100% of Smelters Identified | ||||||
Mineral | Identified 100% | Identified <100% | Other* | |||
Gold | 101 | 50% | 39 | 19% | 64 | 31% |
Tin | 86 | 42% | 41 | 20% | 77 | 38% |
Tungsten | 50 | 24% | 32 | 16% | 122 | 60% |
Tantalum | 50 | 24% | 31 | 15% | 123 | 60% |
*Other includes "not answered" and "not applicable" |
Table 2: Percent Compliant per Mineral | Table 3: Smelter Status as per CFSI Members' Access Database | ||||||
Mineral | Compliant | Not yet Compliant | Percent Compliant | Smelter Status, 01-Apr-2016 | Qty | Pctg | |
Gold | 78 | 38 | 67% | Compliant | 207 | 77% | |
Tin | 58 | 14 | 81% | On the CFSP Active List | 26 | 10% | |
Tungsten | 28 | 10 | 74% | In Communication with CFSP | 13 | 5% | |
Tantalum | 43 | 0 | 100% | Outreach Needed to join CFSP | 14 | 5% | |
Total | 207 | 62 | 77% | Refused to Participate in CFSP | 9 | 3% | |
Total | 229 |
Table 4: Percent Compliant Smelter – 2015 Goals and Results | ||||
Mineral | CY2014 Results | CY2015 Internal Goal | CY2015 Results | CY2015 Goal Achieved |
Gold | 68% | 75% | 67% | No |
Tin | 50% | 55% | 81% | Yes |
Tungsten | 45% | 55% | 74% | Yes |
Tantalum | 97% | 100% | 100% | Yes |
• | In April 2011, we adopted our Conflict Minerals policy, which was revised in 2012, 2014 and 2016. The current policy statement is posted on our website (www.finisar.com ). The October 2014 revision clarified our corporate policy to not purchase from known conflict sources, and our expectation that our suppliers abide by the same standard. Further, this policy established the corporate goal to purchase from only responsible, conflict-free sources, as validated by the Conflict Free Sourcing Initiative (the "CFSI"); |
• | We established a cross-functional Conflict Minerals Working Group under the direction of our Global Quality System Manager and including representatives of our Legal, Finance, Global Supply Chain, and Internal Audit Departments. This group reports its activities to our executive management at quarterly-scheduled meetings and bi-annually to the Audit Committee of our Board of Directors; |
• | We adopted our Conflict Minerals Due Diligence and Reporting procedure in 2013 to receive inquiries and grievances regarding our conflict minerals programs and practices. This procedure was refined in February, 2014 to define the requirements regarding follow-up investigations after the report of alleged suspect conflict sources, and in October 2014 to incorporate best-practices identified from the September 2014 CFSI member workshop; |
• | We communicated the Company Policy to our direct suppliers and requested that they conduct their own RCOI and return a completed CFSI Conflict Minerals Reporting Template. In 2014, we added the topic of Conflict Minerals to our Supplier Assessment process in our supply chain to better understand and assess our suppliers’ RCOI and due diligence efforts regarding Conflict Minerals. |
• | Following the process designed in 2012, we compiled a list of our top 100 suppliers based on FY15-Q3 spend data. Each of these suppliers received a request for a current assessment using the CMRT to report the down-stream smelters and refiners for tin, tungsten, tantalum, and/or gold. Suppliers with incomplete survey responses in 2014 were automatically included in the 2015 survey. Suppliers, were sent follow-up inquiries if survey answers were inconsistent or incomplete, or if the accompanying smelter list required review and clarification; |
• | The supplier responses for smelter and mine data were de-duplicated to develop a single smelter list. We used our suppliers’ responses to identify smelters, refiners and country of origin data; |
• | We followed the guidelines established by the Conflict-Free Sourcing Initiative (www.conflictfreesourcing.org), and referenced the CFSI master smelter database to confirm compliance status for each smelter reported from our |
• | We established a follow up investigation procedure to respond to customers’ or other interested parties’ inquiries regarding potential suspect suppliers. If we become aware of concerns about suspect mineral sourcing, we require the supplier purchasing from the suspect source to investigate and conduct traceability of materials, implement corrective actions if necessary, and provide assurance of a conflict-free supply chain. |
• | We have developed procedures for sending supply-chain inquiries to our top 100 suppliers on an annual basis, reviewing their responses, consolidating the information in a central database, and conducting follow-up inquiries and/or action items to address any incomplete or inconsistent responses; |
• | We continue to follow and consult the EICC guidelines, CFSI, and other industry-sponsored programs, events, and best practices. In September 2014, Finisar became a member of CFSI in order to leverage the research and data analysis available to member companies as part of our Conflict Free RCOI and due diligence efforts. Additionally we began participating in an informal working group comprised of several similarly situated Silicon Valley companies. The aim of this group is to share insights and best practices regarding RCOI, data management, and due diligence efforts around issues of supply chain transparency and ethical sourcing, including conflict minerals; |
• | We report information on the sources and chain of custody of Conflict Minerals used in our products to our executive management and the Audit Committee of our Board of Directors; |
• | We require our suppliers to conduct investigations of any smelters identified as high-risk and work with our suppliers to address compliance issues and to transition their processing to CFSP compliant smelters; and |
• | We will take appropriate action, including the discontinuation of the supply relationships, when we determine that our suppliers are not adhering to the Company Policy. |
• | We will file an annual report with the Securities and Exchange Commission (SEC) on Form SD, together with any required Conflict Minerals Report and report of independent private sector auditor; |
• | We will make all such SEC reports available on our website; |
• | We will provide our CFSI Conflict Minerals Reporting template to customers and other qualified interested parties upon request. |
Table 5: Geographic Profile of Smelter Locations | ||||
Americas | Europe | Asia / Pacific | Africa | |
Gold | 14% | 16% | 68% | <1% |
Tin | 11% | 10% | 74% | 0% |
Tungsten | 20% | 6% | 73% | 0% |
Tantalum | 21% | 16% | 59% | 4% |
• | We will continue to engage with our direct suppliers and, in partnership with those suppliers, engage with their supply chain, smelters and processing facilities, to obtain current, accurate and complete information regarding our Conflict Mineral sources; |
• | We will continue to encourage our direct suppliers to adhere to Finisar’s Ethical Souring and Conflict Minerals Policy, to refine their own due diligence program, and to encourage smelters in the supply chain to obtain a “conflict-free” designation from an independent, third-party audit program; |
• | We will advise our suppliers that we intend to cease doing business with suppliers who continue to source Conflict Minerals from smelters that are not confirmed as “conflict-free” or actively engaged with CFSP, with a clear roadmap and timeline to become compliant; and, |
• | For CY2016, we will continue our annual survey of all active suppliers surveyed in a prior year and the current year’s top 100 suppliers, based on the framework described in Step 2. This survey will leverage the recently updated CMRT version 4.10 and its updated smelter identification look-up tables. Additional due diligence inquiries will be based on a supplier’s answers to survey questions, and the smelters / countries named in their declaration; and, |
• | Our on-going follow-up efforts will continue toward on improving the “percent compliant” position for each of the four minerals (see Table 4, above). Our CY2016 goals for each mineral are: Tantalum = 100%, Tin ≥ 85%, Tungsten ≥ 80%, and Gold ≥ 75%, sourcing from compliant smelters. |
Metal | Smelter Name | Country | Smelter ID | CFSI Status, 20-May-16 |
Gold | Advanced Chemical Company | United States | CID000015 | 2-On CFSP Active List |
Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 | 1-CFSI Compliant |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | CID000035 | 1-CFSI Compliant |
Gold | Almalyk Mining and Metallurgical Complex | Uzbekistan | CID000041 | 2-On CFSP Active List |
Gold | AngloGold Ashanti Córrego do Sítio Mineração | Brazil | CID000058 | 1-CFSI Compliant |
Gold | Argor-Heraeus SA | Switzerland | CID000077 | 1-CFSI Compliant |
Gold | Asahi Pretec Corporation | Japan | CID000082 | 1-CFSI Compliant |
Gold | Asahi Refining Canada Limited | Canada | CID000924 | 1-CFSI Compliant |
Gold | Asahi Refining USA Inc. | United States | CID000920 | 1-CFSI Compliant |
Gold | Asaka Riken Co., Ltd. | Japan | CID000090 | 1-CFSI Compliant |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | CID000103 | 5-Outreach Required |
Gold | Aurubis AG | Germany | CID000113 | 1-CFSI Compliant |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 | 1-CFSI Compliant |
Gold | Boliden AB | Sweden | CID000157 | 1-CFSI Compliant |
Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 | 1-CFSI Compliant |
Gold | Caridad | Mexico | CID000180 | 3-In Communication |
Gold | CCR Refinery - Glencore Canada Corporation | Canada | CID000185 | 1-CFSI Compliant |
Gold | Cendres + Métaux SA | Switzerland | CID000189 | 2-On CFSP Active List |
Gold | Chimet S.p.A. | Italy | CID000233 | 1-CFSI Compliant |
Gold | Chugai Mining | Japan | CID000264 | 3-In Communication |
Gold | Daejin Indus Co., Ltd. | Korea, Republic Of | CID000328 | 2-On CFSP Active List |
Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 | 3-In Communication |
Gold | DODUCO GmbH | Germany | CID000362 | 1-CFSI Compliant |
Gold | Dowa | Japan | CID000401 | 1-CFSI Compliant |
Gold | DSC (Do Sung Corporation) | Korea, Republic Of | CID000359 | 2-On CFSP Active List |
Gold | Eco-System Recycling Co., Ltd. | Japan | CID000425 | 1-CFSI Compliant |
Gold | Elemetal Refining, LLC | United States | CID001322 | 1-CFSI Compliant |
Gold | Faggi Enrico S.p.A. | Italy | CID002355 | 2-On CFSP Active List |
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | China | CID000522 | 5-Outreach Required |
Gold | Geib Refining Corporation | United States | CID002459 | 2-On CFSP Active List |
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 | 5-Outreach Required |
Gold | Guangdong Jinding Gold Limited | China | CID002312 | 5-Outreach Required |
Gold | Guoda Safina High-Tech Environmental Refinery | China | CID000651 | 6-Refused to Participate |
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 | 6-Refused to Participate |
Gold | Heimerle + Meule GmbH | Germany | CID000694 | 1-CFSI Compliant |
Gold | Heraeus Ltd. Hong Kong | China | CID000707 | 1-CFSI Compliant |
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | CID000711 | 1-CFSI Compliant |
Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 | 6-Refused to Participate |
Gold | Hwasung CJ Co., Ltd. | Korea, Republic Of | CID000778 | 3-In Communication |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | China | CID000801 | 1-CFSI Compliant |
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 | 1-CFSI Compliant |
Gold | Istanbul Gold Refinery | Turkey | CID000814 | 1-CFSI Compliant |
Gold | Japan Mint | Japan | CID000823 | 1-CFSI Compliant |
Gold | Jiangxi Copper Company Limited | China | CID000855 | 1-CFSI Compliant |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing | Russian Federation | CID000927 | 1-CFSI Compliant |
Gold | JSC Uralelectromed | Russian Federation | CID000929 | 1-CFSI Compliant |
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 | 1-CFSI Compliant |
Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 | 3-In Communication |
Gold | Kazzinc | Kazakhstan | CID000957 | 1-CFSI Compliant |
Gold | Kennecott Utah Copper LLC | United States | CID000969 | 1-CFSI Compliant |
Metal | Smelter Name | Country | Smelter ID | CFSI Status, 20-May-16 |
Gold | KGHM Polska Miedž Spółka Akcyjna | Poland | CID002511 | 2-On CFSP Active List |
Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 | 1-CFSI Compliant |
Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 | 5-Outreach Required |
Gold | L' azurde Company For Jewelry | Saudi Arabia | CID001032 | 5-Outreach Required |
Gold | Lingbao Gold Company Limited | China | CID001056 | 6-Refused to Participate |
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 | 6-Refused to Participate |
Gold | LS-NIKKO Copper Inc. | Korea, Republic Of | CID001078 | 1-CFSI Compliant |
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 | 6-Refused to Participate |
Gold | Materion | United States | CID001113 | 1-CFSI Compliant |
Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 | 1-CFSI Compliant |
Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 | 1-CFSI Compliant |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 | 1-CFSI Compliant |
Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 | 2-On CFSP Active List |
Gold | Metalor Technologies SA | Switzerland | CID001153 | 1-CFSI Compliant |
Gold | Metalor USA Refining Corporation | United States | CID001157 | 1-CFSI Compliant |
Gold | Metalúrgica Met-Mex Peñoles, S.A. De C.V | Mexico | CID001161 | 1-CFSI Compliant |
Gold | Mitsubishi Materials Corporation | Japan | CID001188 | 1-CFSI Compliant |
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 | 1-CFSI Compliant |
Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 | 1-CFSI Compliant |
Gold | Morris and Watson | New Zealand | CID002282 | 5-Outreach Required |
Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 | 1-CFSI Compliant |
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Turkey | CID001220 | 1-CFSI Compliant |
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 | 2-On CFSP Active List |
Gold | Nihon Material Co., Ltd. | Japan | CID001259 | 1-CFSI Compliant |
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 | 1-CFSI Compliant |
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 | 1-CFSI Compliant |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | CID001326 | 1-CFSI Compliant |
Gold | OJSC Novosibirsk Refinery | Russian Federation | CID000493 | 1-CFSI Compliant |
Gold | PAMP SA | Switzerland | CID001352 | 1-CFSI Compliant |
Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 | 5-Outreach Required |
Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 | 1-CFSI Compliant |
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 | 1-CFSI Compliant |
Gold | PX Précinox SA | Switzerland | CID001498 | 1-CFSI Compliant |
Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 | 1-CFSI Compliant |
Gold | Republic Metals Corporation | United States | CID002510 | 1-CFSI Compliant |
Gold | Royal Canadian Mint | Canada | CID001534 | 1-CFSI Compliant |
Gold | Sabin Metal Corp. | United States | CID001546 | 5-Outreach Required |
Gold | Samduck Precious Metals | Korea, Republic Of | CID001555 | 2-On CFSP Active List |
Gold | SAMWON Metals Corp. | Korea, Republic Of | CID001562 | 3-In Communication |
Gold | SAXONIA Edelmetalle GmbH | Germany | CID002777 | 2-On CFSP Active List |
Gold | Schone Edelmetaal B.V. | Netherlands | CID001573 | 1-CFSI Compliant |
Gold | SEMPSA Joyería Platería SA | Spain | CID001585 | 1-CFSI Compliant |
Gold | Shandong Tiancheng Biological Gold Industrial Co. | China | CID001619 | 6-Refused to Participate |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 | 1-CFSI Compliant |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 | 1-CFSI Compliant |
Gold | Singway Technology Co., Ltd. | Taiwan | CID002516 | 1-CFSI Compliant |
Gold | So Accurate Group, Inc. | United States | CID001754 | 5-Outreach Required |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 | 1-CFSI Compliant |
Gold | Solar Applied Materials Technology Corp. | Taiwan | CID001761 | 1-CFSI Compliant |
Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 | 1-CFSI Compliant |
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 | 1-CFSI Compliant |
Metal | Smelter Name | Country | Smelter ID | CFSI Status, 20-May-16 |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | CID001916 | 1-CFSI Compliant |
Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 | 1-CFSI Compliant |
Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 | 6-Refused to Participate |
Gold | Torecom | Korea, Republic Of | CID001955 | 2-On CFSP Active List |
Gold | Umicore Brasil Ltda. | Brazil | CID001977 | 1-CFSI Compliant |
Gold | Umicore Precious Metals Thailand | Thailand | CID002314 | 1-CFSI Compliant |
Gold | Umicore SA Business Unit Precious Metals Refining | Belgium | CID001980 | 1-CFSI Compliant |
Gold | United Precious Metal Refining, Inc. | United States | CID001993 | 1-CFSI Compliant |
Gold | Valcambi SA | Switzerland | CID002003 | 1-CFSI Compliant |
Gold | Western Australian Mint trading as The Perth Mint | Australia | CID002030 | 1-CFSI Compliant |
Gold | Yamamoto Precious Metal Co., Ltd. | Japan | CID002100 | 1-CFSI Compliant |
Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 | 1-CFSI Compliant |
Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 | 5-Outreach Required |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corp. | China | CID002224 | 1-CFSI Compliant |
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | China | CID002243 | 1-CFSI Compliant |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | CID000211 | 1-CFSI Compliant |
Tantalum | Conghua Tantalum and Niobium Smeltry | China | CID000291 | 1-CFSI Compliant |
Tantalum | D Block Metals, LLC | United States | CID002504 | 1-CFSI Compliant |
Tantalum | Duoluoshan | China | CID000410 | 1-CFSI Compliant |
Tantalum | Exotech Inc. | United States | CID000456 | 1-CFSI Compliant |
Tantalum | F&X Electro-Materials Ltd. | China | CID000460 | 1-CFSI Compliant |
Tantalum | FIR Metals & Resource Ltd. | China | CID002505 | 1-CFSI Compliant |
Tantalum | Global Advanced Metals Aizu | Japan | CID002558 | 1-CFSI Compliant |
Tantalum | Global Advanced Metals Boyertown | United States | CID002557 | 1-CFSI Compliant |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | CID000616 | 1-CFSI Compliant |
Tantalum | H.C. Starck Co., Ltd. | Thailand | CID002544 | 1-CFSI Compliant |
Tantalum | H.C. Starck GmbH Goslar | Germany | CID002545 | 1-CFSI Compliant |
Tantalum | H.C. Starck GmbH Laufenburg | Germany | CID002546 | 1-CFSI Compliant |
Tantalum | H.C. Starck Hermsdorf GmbH | Germany | CID002547 | 1-CFSI Compliant |
Tantalum | H.C. Starck Inc. | United States | CID002548 | 1-CFSI Compliant |
Tantalum | H.C. Starck Ltd. | Japan | CID002549 | 1-CFSI Compliant |
Tantalum | H.C. Starck Smelting GmbH & Co.KG | Germany | CID002550 | 1-CFSI Compliant |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 | 1-CFSI Compliant |
Tantalum | Hi-Temp Specialty Metals, Inc. | United States | CID000731 | 1-CFSI Compliant |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 | 1-CFSI Compliant |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 | 1-CFSI Compliant |
Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 | 1-CFSI Compliant |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 | 1-CFSI Compliant |
Tantalum | KEMET Blue Metals | Mexico | CID002539 | 1-CFSI Compliant |
Tantalum | KEMET Blue Powder | United States | CID002568 | 1-CFSI Compliant |
Tantalum | King-Tan Tantalum Industry Ltd. | China | CID000973 | 1-CFSI Compliant |
Tantalum | LSM Brasil S.A. | Brazil | CID001076 | 1-CFSI Compliant |
Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 | 1-CFSI Compliant |
Tantalum | Mineração Taboca S.A. | Brazil | CID001175 | 1-CFSI Compliant |
Tantalum | Mitsui Mining & Smelting | Japan | CID001192 | 1-CFSI Compliant |
Tantalum | Molycorp Silmet A.S. | Estonia | CID001200 | 1-CFSI Compliant |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 | 1-CFSI Compliant |
Tantalum | Plansee SE Liezen | Austria | CID002540 | 1-CFSI Compliant |
Tantalum | Plansee SE Reutte | Austria | CID002556 | 1-CFSI Compliant |
Tantalum | QuantumClean | United States | CID001508 | 1-CFSI Compliant |
Tantalum | RFH Tantalum Smeltry Co., Ltd. | China | CID001522 | 1-CFSI Compliant |
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 | 1-CFSI Compliant |
Tantalum | Taki Chemicals | Japan | CID001869 | 1-CFSI Compliant |
Metal | Smelter Name | Country | Smelter ID | CFSI Status, 20-May-16 |
Tantalum | Telex Metals | United States | CID001891 | 1-CFSI Compliant |
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 | 1-CFSI Compliant |
Tantalum | XinXing HaoRong Electronic Material Co. | China | CID002508 | 1-CFSI Compliant |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | China | CID002307 | 1-CFSI Compliant |
Tantalum | Zhuzhou Cemented Carbide | China | CID002232 | 1-CFSI Compliant |
Tin | Alpha | United States | CID000292 | 1-CFSI Compliant |
Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 | 2-On CFSP Active List |
Tin | China Tin Group Co., Ltd. | China | CID001070 | 1-CFSI Compliant |
Tin | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000278 | 5-Outreach Required |
Tin | Cooperativa Metalurgica de Rondônia Ltda. | Brazil | CID000295 | 1-CFSI Compliant |
Tin | CV Ayi Jaya | Indonesia | CID002570 | 1-CFSI Compliant |
Tin | CV Gita Pesona | Indonesia | CID000306 | 1-CFSI Compliant |
Tin | CV Serumpun Sebalai | Indonesia | CID000313 | 1-CFSI Compliant |
Tin | CV United Smelting | Indonesia | CID000315 | 1-CFSI Compliant |
Tin | CV Venus Inti Perkasa | Indonesia | CID002455 | 1-CFSI Compliant |
Tin | Dowa | Japan | CID000402 | 1-CFSI Compliant |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | CID002572 | 2-On CFSP Active List |
Tin | Elmet S.L.U. (Metallo Group) | Spain | CID002774 | 1-CFSI Compliant |
Tin | EM Vinto | Bolivia | CID000438 | 1-CFSI Compliant |
Tin | Estanho de Rondônia S.A. | Brazil | CID000448 | 3-In Communication |
Tin | Fenix Metals | Poland | CID000468 | 1-CFSI Compliant |
Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 | 2-On CFSP Active List |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CID000538 | 1-CFSI Compliant |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 | 2-On CFSP Active List |
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 | 3-In Communication |
Tin | Huichang Jinshunda Tin Co., Ltd. | China | CID000760 | 6-Refused to Participate |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China | CID000244 | 1-CFSI Compliant |
Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | CID002468 | 1-CFSI Compliant |
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 | 1-CFSI Compliant |
Tin | Melt Metais e Ligas S/A | Brazil | CID002500 | 1-CFSI Compliant |
Tin | Metallic Resources, Inc. | United States | CID001142 | 1-CFSI Compliant |
Tin | Metallo-Chimique N.V. | Belgium | CID002773 | 1-CFSI Compliant |
Tin | Mineração Taboca S.A. | Brazil | CID001173 | 1-CFSI Compliant |
Tin | Minsur | Peru | CID001182 | 1-CFSI Compliant |
Tin | Mitsubishi Materials Corporation | Japan | CID001191 | 1-CFSI Compliant |
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | China | CID001231 | 5-Outreach Required |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 | 2-On CFSP Active List |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 | 1-CFSI Compliant |
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 | 1-CFSI Compliant |
Tin | Operaciones Metalurgical S.A. | Bolivia | CID001337 | 1-CFSI Compliant |
Tin | Phoenix Metal Ltd. | Rwanda | CID002507 | 2-On CFSP Active List |
Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 | 1-CFSI Compliant |
Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 | 1-CFSI Compliant |
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 | 1-CFSI Compliant |
Tin | PT Babel Inti Perkasa | Indonesia | CID001402 | 1-CFSI Compliant |
Tin | PT Bangka Prima Tin | Indonesia | CID002776 | 1-CFSI Compliant |
Tin | PT Bangka Tin Industry | Indonesia | CID001419 | 1-CFSI Compliant |
Tin | PT Belitung Industri Sejahtera | Indonesia | CID001421 | 1-CFSI Compliant |
Tin | PT BilliTin Makmur Lestari | Indonesia | CID001424 | 1-CFSI Compliant |
Tin | PT Bukit Timah | Indonesia | CID001428 | 1-CFSI Compliant |
Tin | PT Cipta Persada Mulia | Indonesia | CID002696 | 1-CFSI Compliant |
Tin | PT DS Jaya Abadi | Indonesia | CID001434 | 1-CFSI Compliant |
Metal | Smelter Name | Country | Smelter ID | CFSI Status, 20-May-16 |
Tin | PT Eunindo Usaha Mandiri | Indonesia | CID001438 | 1-CFSI Compliant |
Tin | PT Inti Stania Prima | Indonesia | CID002530 | 1-CFSI Compliant |
Tin | PT Justindo | Indonesia | CID000307 | 1-CFSI Compliant |
Tin | PT Mitra Stania Prima | Indonesia | CID001453 | 1-CFSI Compliant |
Tin | PT Panca Mega Persada | Indonesia | CID001457 | 1-CFSI Compliant |
Tin | PT Prima Timah Utama | Indonesia | CID001458 | 1-CFSI Compliant |
Tin | PT Refined Bangka Tin | Indonesia | CID001460 | 1-CFSI Compliant |
Tin | PT Sariwiguna Binasentosa | Indonesia | CID001463 | 1-CFSI Compliant |
Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 | 1-CFSI Compliant |
Tin | PT Sumber Jaya Indah | Indonesia | CID001471 | 1-CFSI Compliant |
Tin | PT Timah (Persero) Tbk Kundur | Indonesia | CID001477 | 1-CFSI Compliant |
Tin | PT Timah (Persero) Tbk Mentok | Indonesia | CID001482 | 1-CFSI Compliant |
Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 | 1-CFSI Compliant |
Tin | PT Tirus Putra Mandiri | Indonesia | CID002478 | 5-Outreach Required |
Tin | PT Tommy Utama | Indonesia | CID001493 | 1-CFSI Compliant |
Tin | PT Wahana Perkit Jaya | Indonesia | CID002479 | 1-CFSI Compliant |
Tin | Resind Indústria e Comércio Ltda. | Brazil | CID002706 | 1-CFSI Compliant |
Tin | Rui Da Hung | Taiwan | CID001539 | 1-CFSI Compliant |
Tin | Soft Metais Ltda. | Brazil | CID001758 | 1-CFSI Compliant |
Tin | Thaisarco | Thailand | CID001898 | 1-CFSI Compliant |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Co. | Viet Nam | CID002574 | 2-On CFSP Active List |
Tin | VQB Mineral and Trading Group JSC | Viet Nam | CID002015 | 1-CFSI Compliant |
Tin | White Solder Metalurgia e Mineração Ltda. | Brazil | CID002036 | 1-CFSI Compliant |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | CID002158 | 2-On CFSP Active List |
Tin | Yunnan Tin Group (Holding) Company Limited | China | CID002180 | 1-CFSI Compliant |
Tungsten | A.L.M.T. Tungsten Corp. | Japan | CID000004 | 1-CFSI Compliant |
Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | CID002502 | 1-CFSI Compliant |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | CID002513 | 1-CFSI Compliant |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 | 1-CFSI Compliant |
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | China | CID000345 | 4-TI-CMC Member |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | CID000499 | 1-CFSI Compliant |
Tungsten | Ganxian Shirui New Material Co., Ltd. | China | CID002531 | 3-In Communication |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | CID000875 | 1-CFSI Compliant |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 | 1-CFSI Compliant |
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | China | CID000868 | 4-TI-CMC Member |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 | 1-CFSI Compliant |
Tungsten | Global Tungsten & Powders Corp. | United States | CID000568 | 1-CFSI Compliant |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 | 1-CFSI Compliant |
Tungsten | H.C. Starck GmbH | Germany | CID002541 | 1-CFSI Compliant |
Tungsten | H.C. Starck Smelting GmbH & Co.KG | Germany | CID002542 | 1-CFSI Compliant |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 | 1-CFSI Compliant |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | CID002579 | 1-CFSI Compliant |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | CID000769 | 1-CFSI Compliant |
Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 | 1-CFSI Compliant |
Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 | 1-CFSI Compliant |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 | 2-On CFSP Active List |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 | 1-CFSI Compliant |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co. | China | CID002313 | 3-In Communication |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 | 2-On CFSP Active List |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 | 2-On CFSP Active List |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 | 2-On CFSP Active List |
Tungsten | Kennametal Fallon | United States | CID000966 | 2-On CFSP Active List |
Metal | Smelter Name | Country | Smelter ID | CFSI Status, 20-May-16 |
Tungsten | Kennametal Huntsville | United States | CID000105 | 1-CFSI Compliant |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 | 1-CFSI Compliant |
Tungsten | Niagara Refining LLC | United States | CID002589 | 1-CFSI Compliant |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Viet Nam | CID002543 | 1-CFSI Compliant |
Tungsten | Pobedit, JSC | Russian Federation | CID002532 | 4-TI-CMC Member |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Viet Nam | CID001889 | 1-CFSI Compliant |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Viet Nam | CID002011 | 1-CFSI Compliant |
Tungsten | Wolfram Bergbau und Hütten AG | Austria | CID002044 | 1-CFSI Compliant |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 | 1-CFSI Compliant |
Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 | 1-CFSI Compliant |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China | CID002095 | 1-CFSI Compliant |