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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to buy) | $ 13.83 | 02/08/2003 | 02/07/2009 | Common stock $.01 par value | 100,000 | 100,000 (3) | D | ||||||||
Stock Options (Right to buy) | $ 13.972 | 05/03/2003 | 05/02/2009 | Common stock $.01 par value | 200,000 | 200,000 (3) | D | ||||||||
1997 Option Plan (Right to Buy) | $ 11.2222 | 02/13/1998 | 02/12/2007 | Common stock $.01 par value | 303,750 | 303,750 | D | ||||||||
1998 Non-Qual.Stock Option (Right to Buy) | $ 18.075 | 01/29/2000 | 01/28/2009 | Common Stock | 82,500 | 82,500 | D | ||||||||
Senior Ex. Ownership Elec. Plan (Right to Buy) | $ 11.5 | 12/31/2000 | 12/31/2009 | Common stock $.01 par value | 60,870 | 60,870 | D | ||||||||
1998 Emplee. Stock Option(Right to Buy) | $ 18.2583 | 02/16/1999 | 02/15/2008 | Common stock $.01 par value | 52,500 | 52,500 | D | ||||||||
2000 Emplee Stock Option (Right to Buy) | $ 8.75 | 08/08/2001 | 08/07/2007 | Common stock $.01 par value | 175,000 | 175,000 | D | ||||||||
2000 Emplee Stock Option (Right to Buy) | $ 9.88 | 03/18/2004 | 03/17/2013 | Common Stock | 133,333 | 133,333 (3) | D | ||||||||
2000 Emplee Stock Option (Right to Buy) | $ 10.52 | 03/16/2002 | 03/15/2008 | Common stock $.01 par value | 250,000 | 250,000 | D | ||||||||
10+ Option Share Plan (Right to Buy) | $ 9.2593 | 09/28/2005 | M | 84,375 | 02/16/1997 | 02/15/2006 | Common stock $.01 par value | 84,375 | $ 13.52 | 0 | D | ||||
WSH Emplee Stock Option (Right to Buy) | $ 13.87 | 05/04/2000 | 05/03/2006 | Common stock $.01 par value | 2,163 | 2,163 | D | ||||||||
2003 EIP Stock Appreciation Right | $ 10.73 | 02/13/2005 | 02/12/2014 | Common Stock | 100,000 | 100,000 | D | ||||||||
2003 EIP Stock Appreciation Right | $ 13.44 | 02/11/2006 | 02/10/2015 | Common Stock | 112,500 | 112,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MROZEK ERNEST J 3250 LACEY ROAD, SUITE 600 DOWNERS GROVE, IL 60515-1700 |
PRESIDENT & COO |
Sandra L. Groman by power of attorney | 09/29/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 79 shares purchased through the ServiceMaster Profit Sharing and Retirement Plan during the months of May and August 2005. |
(2) | Includes 79 shares purchased through the dividend reinvestment feature of the Deferred Compensation Plan for the period February through August 2005. |
(3) | The option is exercisable in five equal annual installments beginning on the first anniversary of the date of the grant. |