This Form CB contains 5
pages, including all exhibits.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM CB
TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form:
Securities Act Rule 801 (Rights Offering) |
o |
|||
Securities Act Rule 802 (Exchange Offer) | ý | |||
Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) | o | |||
Exchange Act Rule 14d-1(c) (Third Party Tender Offer) | o | |||
Exchange Act Rule 14e-2(d) (Subject Company Response) | o | |||
Filed or submitted in paper if permitted by Regulation S-T Rule 101(b)(8) | o |
Banca Fideuram S.p.A.
(Name of Subject Company)
Not Applicable
(Translation of Subject Company's Name into English (if applicable))
Italy
(Jurisdiction of Subject Company's Incorporation or Organization)
Sanpaolo IMI S.p.A.
(Name of Person(s) Furnishing Form)
Ordinary Shares
(Title of Class of Subject Securities)
Ordinary Shares ISIN IT 0000082963
(CUSIP Number of Class of Securities (if applicable))
Carlo Giuseppe Angelini
Piazza San Carlo 156
10121 Turin, Italy
+39-011-555-1
(Name, Address (including zip code) and Telephone Number (including area code) of
Person(s) Authorized to Receive Notices and Communications on Behalf of Subject Company)
Copies
to:
Antonio Cangeri
Banca Fideuram
Piazzale Giulio Douhet 31
00143 Rome, Italy
Luigi L. De Ghenghi
Davis Polk & Wardwell
99 Gresham Street
London EC2V 7NG, England
Not Applicable
(Date Tender Offer/Rights Offering Commenced)
PART I B INFORMATION SENT TO SECURITY HOLDERS
Item 1. Home Jurisdiction Documents
The business combination described herein relates to the securities of foreign companies. The business combination is subject to disclosure and procedural requirements of a foreign country that are different from those of the United States. Financial statements included in the document, if any, will be prepared in accordance with foreign accounting standards that may not be comparable to the financial statements of United States companies.
It may be difficult for you to enforce your rights and any claim you may have arising under the federal securities laws, since Sanpaolo IMI and the other companies involved in the business combination are located in Italy, and some or all of their officers and directors may be residents of Italy or other foreign countries. You may not be able to sue a foreign company or its officers or directors in a foreign court for violations of the U.S. securities laws. It may be difficult to compel a foreign company and its affiliates to subject themselves to a U.S. court's judgment.
PART II B INFORMATION NOT REQUIRED TO BE SENT TO SECURITY HOLDERS
PART III B CONSENT TO SERVICE OF PROCESS
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Sanpaolo IMI S.p.A. | ||||
By: |
/s/ CARLO GIUSEPPE ANGELINI Name: Carlo Giuseppe Angelini Title: Head of Accounting Department |
Date: February 17, 2004
Exhibit Number |
Description |
|
---|---|---|
99.1 | English press release relating to the proposed business combination dated February 13, 2004. |