-------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549-1004 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 12, 2001 ------------- Date of Report (Date of Earliest Event Reported) UTSTARCOM, INC. -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 000-29661 52-1782500 --------------------------------------------------------------------------------------------------------------------- (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 1275 Harbor Bay Parkway Alameda, California 94502 (Address of principal executive offices) (Zip code) (510) 864-8800 -------------------------------------------------------- (Registrant's telephone number, including area code) Item 5. Other Events. On July 12, 2001, UTStarcom, Inc. ("UTStarcom") issued a press release containing financial information for the quarter ended June 30, 2001 and forward-looking statements relating to the second quarter of its fiscal year 2001. The press release entitled "UTStarcom Reports Record Second Quarter Results" dated July 12, 2001 is attached hereto as Exhibit 99.1 and incorporated by reference herein. Item 7. Financial Statements and Exhibits. Exhibit 99.1 Press release entitled "UTStarcom Reports Record Second Quarter Results" dated July 12, 2001. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized. UTSTARCOM, INC. Date: July 12, 2001 By: /s/ Michael J. Sophie ------------------------------ Name: Michael J. Sophie Title: Chief Financial Officer INDEX TO EXHIBITS FILED WITH THE CURRENT REPORT ON FORM 8-K DATED JULY 12, 2001 Exhibit Description ------------ ----------------------------------------------------------------- 99.1 Press release entitled "UTStarcom Reports Record Second Quarter Results" dated July 12, 2001.