UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
| FORM 10-Q/A | ||
| Amendment no. 1 |
(Mark One)
| [X] | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | ||
| For the Quarter Ended September 30, 2013 | |||
| OR | |||
| [ ] | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | ||
| For the transition period from to . | |||
Commission File Number 0-27460
 |
PERFORMANCE TECHNOLOGIES, |
| INCORPORATED |
(Exact name of registrant as specified in its charter)
|
Delaware (State or other jurisdiction of incorporation)
140 Canal View Blvd., Rochester, New York (Address of principal executive offices) |
16-1158413 (I.R.S. Employer Identification No.)
14623 (Zip Code) |
____________________________
Registrant's telephone number, including area code: (585) 256-0200
_____________________________
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [ X ] No [ ]
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data file required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [ X ] No [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer: Large accelerated filer [ ] Accelerated filer [ ] Non-accelerated filer [ ] Smaller reporting company [ X ]
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [ ] No [ X ]
The number of shares outstanding of the registrant's common stock was 11,154,730 as of October 31, 2013.
EXPLANATORY NOTE
The sole purpose of this Amendment No. 1 to our Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2013 (Form 10-Q), as filed with the Securities and Exchange Commission (SEC) on November 8, 2013, is to furnish our Interactive Data Files (XBRL Exhibits) as Exhibit 101.
No other changes have been made to the Form 10-Q other than the furnishing of the exhibits described above. This Amendment No. 1 does not reflect subsequent events occurring after the original filing date on the Form 10-Q or modify or update in any way disclosures made in the Form 10-Q.
PART II - OTHER INFORMATION
Item 6 – Exhibits
| 101. | INS | XBRL | Instance Document |
| 101. | SCH | XBRL | Taxonomy Extension Schema |
| 101. | CAL | XBRL | Taxonomy Extension Schema Calculation Linkbase |
| 101. | LAB | XBRL | Taxonomy Extension Schema Label Linkbase |
| 101 | DEF | XBRL | Taxonomy Extension Definition Linkbase |
| 101. | PRE | XBRL | Taxonomy Extension Schema Presentation Linkbase |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed by the undersigned thereunto duly authorized.
PERFORMANCE TECHNOLOGIES, INC.
November 12, 2013 by /s/ John M. Slusser
John M. Slusser
President and Chief Executive Officer
November 12, 2013 by /s/ Dorrance W. Lamb
Dorrance W. Lamb
Senior Vice President - Finance and Chief Financial Officer