FORM 4
U.S. SECURITIES AND EXCHANGE COMMISSION
FORM 4 Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
|_| Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of
1934, Section 17(a) of the Public Utility Holding Company Act
of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person*/ 2. Issuer Name and / 6. Relationship of Reporting
/ Ticker or Trading Symbol / Person(s) to Issuer
/ / (Check all applicable)
/ / -X- Director --- 10% Owner
O'NEIL, THOMAS / ALTERNATIVE TECHNOLOGY RESOURCES, INC. / --- Officer --- Other
/ / (give title below) (specify below)
(Last) (First) (Middle) / ("ATEK") /
----------------------------------------/-----------------------------------------/-------------------------------------------------
/ / /
C/O ALTERNATIVE TECHNOLOGY RESOURCES / 3. I.R.S. / 4. Statement for / 7. Individual or Joint/Group Filing
629 J STREET / Identification / Month/Year / (Check Applicable Line)
/ Number of / / X Form filed by one Reporting Person
(Street) / Reporting Person,/ 01/2002 / Form filed by More than One
/ if an entity / / Reporting Person
----------------------------------------/ (Voluntary) /----------------- /
/ / /
SACRAMENTO, CA 95814 / / 5. If Amendment, /
/ / Date of Original /
/ / Month/Year) /
(City) (State) (Zip) / N/A /
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TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR
BENEFICIALLY OWNED
4. Securities 5. Amount of
Acquired (A) or Securities 6. Ownership 7. Nature of
Disposed of (D) Beneficially Form: Direct Indirect
3. Transaction (Instr. 3, 4 and 5) Owned at End (D) or Beneficial
1. Title of Security 2. Transaction Date Code(Instr.8.) ----------------------- of Month Indirect (I Ownership
(Instr. 3) (Mo./Day/Yr.) Code V Amount (A)or(D) Price (Instr.3,4,5) (Instr. 4) (Instr. 4)
-------------------- ------------------- -------- ------- ------- -------- ------ -------------- ------------ -------------
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly. *If the form is filed by more than one reporting
person, see Instruction 4(b)(v).
2
FORM 4 (continued)
TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., puts, calls, warrants, options, convertible securities)
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6.Date 9.Number 10.Owner-
5.Number Exercisable 7.Title and of Deriv- ship Form
of Derivitive and Expira- Amount of itive of Deriv-
Securities tion Date Underlying Securities itive 11.Nature
4.Trans- Aquired (A) (Mo./Day/Yr.) Securities 8.Price Benefi- Security of
1.Title 2.Conversion 3.Trans- action or Disposed -------------- (Instr.3 and 4) of Deri- cially Direct indirect
of or Exercise action Code of (D) Date ---------------- vitive owned at (D) or Bene-
Derivitive Price of Date (Instr. 8) (Instr. 3,4,5) Exer- Expira- Amount or Security End of Indirect ficial
Security Derivitive (Mo./Day/ ---------- -------------- cis- tion Number of (Instr. Month (I) Ownership
(Instr.3) Security Yr.) Code V A D able Date Title Shares 5) (Instr.4) (Instr. 4)(Instr.4)
---------- ------------ --------- ----- ---- ----- ------- ------ -------- ----- --------- -------- --------- ---------- --------
OPTION $2.90 1/2/02 A 25,000 1/2/02 1/2/12 Common 25,000 55,000 D N/A
TO Stock
PURCHASE
STOCK
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Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
/s/ THOMAS W. O'NEIL, JR. 2-6-02
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Thomas W. O'Neil, Jr. Date
**Signature of Reporting Person
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.